ANTHONY ALLAN ROSSI is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 104 Nadine Dr, Webster, NY, 14580-2866.
ANTHONY ALLAN ROSSI has worked at SECURITIES AMERICA, INC. since April 30, 2008
Disclosure History
ANTHONY ALLAN ROSSI has 1 Disclosure Event(s).
Date: May 01, 1991 Category: Customer Dispute Allegations: ALLEGED FRAUD, CHURNING AND UNSUITABILITY ALLEGED DAMAGES $335,000. Damage Amount Requested: $335,000.00 Settlement Amount: $250,000.00 Broker Comment: PARTIES HAVE AGREED TO SETTLE THIS MATTER FORTHE AMOUNT OF $250,000 SHEARSON, INDEPENDENT OF THE AGENT, MADE A COMMERCIALSETTLEMENT WITH THE PLAINTIFF ON BEHALF OF ITSELF AND THEAGENT. SHEARSON AGREED TO PAY THE PLAINTIFF THE AFOREMENTIONEDSUM. THIS SETTMENT DID NOT CONSTITUTE AN ADMISSION OF GUILT ORANY WRONGDOING ON THE PART OF SHEARSON OR THE AGENT.THE AGENT DEEMS THE ACTION TO HAVE BEEN FRIVOLUSAND WITHOUT MERIT. THE AGENT FURTHER DENIED ALL OF THEALLEGATIONS AND ANY WRONGDOING WHATSOEVER.
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