ANTHONY GERARD SARRA

ANTHONY GERARD SARRA is currently employed as a Broker and/or Investment Adviser at THE LEADERS GROUP, INC. located at 26 WEST DRY CREEK CIRCLE, SUITE 800, LITTLETON, CO, 80120.

ANTHONY GERARD SARRA has worked at THE LEADERS GROUP, INC. since June 18, 2016

Disclosure History

ANTHONY GERARD SARRA has 7 Disclosure Event(s).

Date: March 26, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $26,202.00
Judgment/Lien Type: Tax
Broker Comment: Accountant working with State of New Jersey to set up a payment plan.

Date: January 30, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $28,313.39
Judgment/Lien Type: Tax
Broker Comment: Currently on a payment plan with the IRS for $2500.00 a month beginning 3/28/2016 until resolved. The installment agreement includes taxes for the following forms and tax periods (Forms 1040 for the years 2011, 2012, 2013, 2014 and 2015).

Date: January 02, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $139,784.00
Judgment/Lien Type: Tax
Broker Comment: Currently on a payment plan with the IRS for $2500.00 a month beginning 3/28/2016 until resolved. The installment agreement includes taxes for the following forms and tax periods (Forms 1040 for the years 2011, 2012, 2013, 2014 and 2015).

Date: March 18, 2014
Category: Judgment / Lien
Judgment/Lien Amount: $16,908.30
Judgment/Lien Type: Tax
Broker Comment: Currently on a payment plan with the IRS for $2500.00 a month beginning 3/28/2016 until resolved. The installment agreement includes taxes for the following forms and tax periods (Forms 1040 for the years 2011, 2012, 2013, 2014 and 2015).

Date: February 02, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $17,527.00
Judgment/Lien Type: Tax
Broker Comment: Currently on a payment plan with the IRS for $2500.00 a month beginning 3/28/2016 until resolved. The installment agreement includes taxes for the following forms and tax periods (Forms 1040 for the years 2011, 2012, 2013, 2014 and 2015).

Date: November 16, 2011
Category: Judgment / Lien
Judgment/Lien Amount: $45,736.00
Judgment/Lien Type: Tax
Broker Comment: Currently on a payment plan with the IRS for $2500.00 a month beginning 3/28/2016 until resolved. The installment agreement includes taxes for the following forms and tax periods (Forms 1040 for the years 2011, 2012, 2013, 2014 and 2015).

Date: May 26, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $8,586.00
Judgment/Lien Type: Tax
Broker Comment: Accountant is working on resolving this matter.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ANTHONY GERARD SARRA, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.