ANTHONY GOODWIN SCHIFF

ANTHONY GOODWIN SCHIFF is currently employed as a Broker and/or Investment Adviser at J.P. MORGAN SECURITIES LLC located at 925 WESTCHESTER AVENUE, FLOOR 04, WHITE PLAINS, NY, 10604.

ANTHONY GOODWIN SCHIFF has worked at J.P. MORGAN SECURITIES LLC since February 24, 2012

Disclosure History

ANTHONY GOODWIN SCHIFF has 1 Disclosure Event(s).

Date: February 27, 2003
Category: Customer Dispute
Allegations: CLIENTS' REPRESENTATIVE ALLEGED BREACH OF FIDUCIARY DUTY2000-2001
Damage Amount Requested: $92,316.00
Broker Comment: CLAIM DENIED.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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