ANTHONY JOSEPH SEARCY

ANTHONY JOSEPH SEARCY is currently employed as a Broker and/or Investment Adviser at SIGNATOR INVESTORS, INC. located at 9150 SOUTH HILLS BLVD, SUITE 200, BROADVIEW HEIGHTS, OH, 44147.

ANTHONY JOSEPH SEARCY has worked at SIGNATOR INVESTORS, INC. since August 21, 2008

Disclosure History

ANTHONY JOSEPH SEARCY has 2 Disclosure Event(s).

Date: August 10, 2001
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES EXCESSIVE AND IMPROPER TRADING DURING THE PERIOD MAY 1994 THROUGH NOVEMBER 2000
Damage Amount Requested: $80,000.00
Settlement Amount: $30,000.00

Date: November 13, 2000
Category: Employment Separation After Allegations
Firm Name: MORGAN STANLEY DEAN WITTER
Termination Type: Discharged
Allegations: CUSTOMER'S ORAL COMPLAINT ON TRADING
Broker Comment: CUSTOMER COMPLAINT TO MANAGER ABOUT A TRADE.AS WORDED ON THE U5: "TERMINATED AFTER REVIEW TRIGGERED BY ADMISSION OF UNAUTHORIZED TRANSACTIONS AFTER ORAL CUSTOMER COMPLAINT."

More Information

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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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