ANTHONY NICHOLAS VOLINO is currently employed as a Broker and/or Investment Adviser at CROWN CAPITAL SECURITIES, L.P. located at 15653 HIGHVIEW CIRCLE, APPLE VALLEY, MN, 55124.
ANTHONY NICHOLAS VOLINO has worked at CROWN CAPITAL SECURITIES, L.P. since September 03, 1999
Disclosure History
ANTHONY NICHOLAS VOLINO has 2 Disclosure Event(s).
Date: June 06, 1998 Category: Customer Dispute Allegations: EXCESSIVE COMMISSIONS IN STOCK TRADINGACCOUNT & SUITABILITY OF INVESTMENTS DAMAGES OVER $10,000ALLEGED Damage Amount Requested: $50,000.00 Settlement Amount: $50,000.00 Broker Comment: CLIENT'S AGREED TO SETTLE THIS MATTER FOR CASHPAYMENT OF $50,000ACCOUNTS STARTED IN 1993 & 1994 CONSISTING OFSTOCKS - $86,000 ORIGINAL INVESTMENT GREW TO $124,000 IN 1995.SMALL COMPANY STOCKS WENT OUT OF FAVOR AND ACCOUNTS WENT DOWNTO ORIGINAL AMOUNT INVESTED. NO LOSS OF CAPITAL RESULTED.CLIENT'S OBJECTIVE WAS GROWTH & THEY WERE WILLING TO ACCEPTRISK OF STOCK INVESTING. WE SETTLED FOR $50,000 TO MAKE THEM HAPPY.
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