Anthony Ray Wallen

Anthony Ray Wallen is currently employed as a Broker and/or Investment Adviser at COUNTRY CAPITAL MANAGEMENT COMPANY located at 229 French Farms Blvd, Suite B-2, Athens, AL, 35611.

Anthony Ray Wallen has worked at COUNTRY CAPITAL MANAGEMENT COMPANY since December 11, 2015

Disclosure History

Anthony Ray Wallen has 1 Disclosure Event(s).

Date: April 17, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $3,430.39
Judgment/Lien Type: Civil

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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