ANTONE PETER KELLER

ANTONE PETER KELLER is currently employed as a Broker and/or Investment Adviser at RAYMOND JAMES FINANCIAL SERVICES, INC. located at 6228 OLD OAK TRAIL, SHOW LOW, AZ, 85901.

ANTONE PETER KELLER has worked at RAYMOND JAMES FINANCIAL SERVICES, INC. since May 29, 1990

Disclosure History

ANTONE PETER KELLER has 1 Disclosure Event(s).

Date: October 15, 1998
Category: Customer Dispute
Allegations: CUSTOMER WROTE TO THE COMPLIANT DEPARTMENT COMPLAINING ABOUT UNSUITABLE PENNY STOCK INVESTMENTS FROM 1990 TO 1997
Damage Amount Requested: $32,396.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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