ANTONIA GAIL BRAAKSMA

ANTONIA GAIL BRAAKSMA is currently employed as a Broker and/or Investment Adviser at CAMBRIDGE INVESTMENT RESEARCH, INC. located at 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 52556-8757.

ANTONIA GAIL BRAAKSMA has worked at CAMBRIDGE INVESTMENT RESEARCH, INC. since October 05, 2005

Disclosure History

ANTONIA GAIL BRAAKSMA has 2 Disclosure Event(s).

Date: January 21, 1995
Category: Criminal
Charges: 1) ONE COUNT; 2) FELONY (CLASS C) POSSESSION OF A CONTROLLED SUBSTANCE WITH THE INTENT TO DELIVER IN VIOLATION OF SECTION 124.401(1)(C)(6) OF THE IOWA CODE; 3) PLEA: NOT GUILTY/GUILTY OF REDUCED CHARGE OF POSSESSION 4) NOT INVESTMENT RELATED. Charge Type: FELONY
Disposition: A) CONVICTED OF POSSESSION OF A CONTROLLED SUBSTANCE IN VIOLATION OF SECTION 124.401(3) OF THE 1993 CODE OF IOWA, A SERIOUS MISDEMEANOR; B) 04/28/95; C) INCARCERATION D) ONE YEAR E) BEGAN ON 4/28/95; F) NO FINE; G) N/A
Broker Comment: I WAS INITIALLY CHARGED WITH POSSESSION WITH INTENT TO DELIVER. THE CHARGE WAS PLED DOWN TO POSSESSION AND I PLED GUILTY TO THE MISDEMEANOR CHARGE. THIS CHARGE CAUSED MY PROBATION FOR THE 1994 FORGERY CHARGE TO BE REVOKED AND I SERVED 11 MONTHS OF INCARCERATION. WHILE INCARCERATED I WENT THROUGH A SUBSTANCE ABUSE TREATMENT PROGRAM AND HAVE NOT USED ANY DRUGS SINCE.

Date: February 06, 1994
Category: Criminal
Charges: 1) ONE COUNT FORGERY IN VIOLATION OF SECTION 715A.1(1) AND 715A.2(1)(B), CODE OF IOWA; 2) FELONY (CLASS D); 3) GUILTY; 4) NOT INVESTMENT-RELATED Charge Type: FELONY
Disposition: A) CONVICTED; B) 09/06/94; C) PROBATION; D) 5 YEARS IMPRISONMENT, SUSPENDED TO 2 YEARS PROBATION; E) PROBATION BEGAN 09/06/94 F) RESTITUTION IN THE AMOUNT OF $243.95 AND COST COSTS OF $100. G) PAID IN FULL JULY 1995.
Broker Comment: AT THE TIME OF THIS CHARGE, I WAS IN A HIGHLY ABUSIVE RELATIONSHIP. I USED THE CHECK TO PAY FOR $75 WORTH OF GROCERIES AND NECESSARY ITEMS FOR MYSELF AND MY CHILDREN.

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