ANTONINA ZANUSSI

ANTONINA ZANUSSI is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1160 MARSH ST STE 200, SAN LUIS OBISPO, CA, 93401.

ANTONINA ZANUSSI has worked at WELLS FARGO CLEARING SERVICES, LLC since November 20, 1996

Disclosure History

ANTONINA ZANUSSI has 1 Disclosure Event(s).

Date: May 14, 2009
Category: Customer Dispute
Allegations: CLIENT ALLEGES SA FAILED TO LIQUIDATE THE FULL AMOUNT OF SECURITIES AS INSTRUCTED UNTIL A LATER DATE RESULTING IN LOSSES TO ACCOUNT. ALLEGES DAMAGES UNSPECIFIED, BELIEVED TO EXCEED $5000. (10/14/2008, 12/11/2008 & 05/03/2009)

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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