ANTONIO ALEXANDER ALARCON

ANTONIO ALEXANDER ALARCON is currently employed as a Broker and/or Investment Adviser at SANTANDER SECURITIES LLC located at 75-81 31ST AVENUE, JACKSON HEIGHTS, NY, 11372.

ANTONIO ALEXANDER ALARCON has worked at SANTANDER SECURITIES LLC since March 06, 2014

Disclosure History

ANTONIO ALEXANDER ALARCON has 4 Disclosure Event(s).

Date: June 28, 2016
Category: Judgment / Lien
Judgment/Lien Amount: $6,338.00
Judgment/Lien Type: Civil

Date: July 21, 2015
Category: Judgment / Lien
Judgment/Lien Amount: $6,529.00
Judgment/Lien Type: Civil

Date: October 17, 2013
Category: Employment Separation After Allegations
Firm Name: JP MORGAN CHASE BANK
Termination Type: Discharged
Allegations: TERMINATED BY AFFILIATE BANK - NON SECURITIES RELATED. REGISTERED REP ADMITTED TO SUBMITTING FRAUDULENT CLAIMS ON HIS DEBIT CARDS FOR LEGITIMATE TRANSACTIONS.

Date: April 13, 2011
Category: Financial
Type: Compromise
Disposition: Satisfied/Released

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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