ANTONIO OMAR GONZALEZ DAVILA is currently employed as a Broker and/or Investment Adviser at CETERA ADVISOR NETWORKS LLC located at SIEMPRE VIVA 606 FLORES DE MONTEHIEDRA, SAN JUAN, PR, 00926.
ANTONIO OMAR GONZALEZ DAVILA has worked at CETERA ADVISOR NETWORKS LLC since September 03, 2013
Disclosure History
ANTONIO OMAR GONZALEZ DAVILA has 5 Disclosure Event(s).
Date: December 05, 2017 Category: Customer Dispute Allegations: TIME FRAME: OCTOBER 15, 2002 TO NOVEMBER 6, 2017. WHAT WERE THE ALLEGATIONS AGAINST THE INDIVIDUAL? THE POA ALLEGES HER PARENTS PURCHASED MUNICIPAL BONDS ON THE RECOMMENDATION OF THEIR BROKER, WHICH WERE INADEQUATE, RISKY, AND CAUSED GREAT LOSSES. Damage Amount Requested: $297,300.00
Date: October 20, 2015 Category: Customer Dispute Allegations: Time Frame: 2005 through Present Claimants allege unsuitable recommendations, over-concentration and misrepresentations in connection with their purchase of closed-end funds and Puerto Rico bonds. Damage Amount Requested: $397,000.00 Settlement Amount: $237,106.00
Date: October 15, 2014 Category: Customer Dispute Allegations: TIME FRAME: 2008-2013 CLAIMANT ALLEGES UNSUITABLE CONCENTRATION INVOLVING CLOSED END FUNDS. Damage Amount Requested: $40,330.00 Settlement Amount: $13,500.00
Date: May 13, 2014 Category: Customer Dispute Allegations: TIME FRAME: UNSPECIFIED - 2009 CLAIMANT ALEGES OVERCONCENTRATION, UNSUITABILITY, AND MISREPRESENTATIONS INVOLVING MARGIN, BONDS AND CLOSED END FUNDS. Damage Amount Requested: $978,000.00 Settlement Amount: $200,000.00
Date: August 23, 2001 Category: Customer Dispute Allegations: THE CLIENT ALLEGED THAT THE RISK OF HIS PLAN OF INVESTMENT WAS NOT EXPLAINED TO HIM. SEPTEMBER 1999 THROUGH AUGUST 2000. Damage Amount Requested: $22,000.00 Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
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