ANTONIO L MARTINEZ

ANTONIO L MARTINEZ is currently employed as a Broker and/or Investment Adviser at N.I.S. FINANCIAL SERVICES, INC. located at 500 EAST 9TH ST., KANSAS CITY, MO, 64106.

ANTONIO L MARTINEZ has worked at N.I.S. FINANCIAL SERVICES, INC. since September 30, 2016

Disclosure History

ANTONIO L MARTINEZ has 2 Disclosure Event(s).

Date: September 27, 2012
Category: Financial
Type: Bankruptcy
Disposition: Discharged

Date: March 08, 2002
Category: Criminal

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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