ANTONIOS GIAKOUMIS is currently employed as a Broker and/or Investment Adviser at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC located at 130 TURNER STREET, BUILDING 3 - SUITES 215,220,540, WALTHAM, MA, 02453-8901.
ANTONIOS GIAKOUMIS has worked at TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC since August 26, 2014
Disclosure History
ANTONIOS GIAKOUMIS has 3 Disclosure Event(s).
Date: February 25, 2016 Category: Customer Dispute Allegations: Customer alleges he received incorrect advice to transfer money to the Traditional account from his Money Market account. Customer later learned he needed the money that was transferred to buy back into the state retirement plan. Damage Amount Requested: $40,000.00 Settlement Amount: $27,838.55
Date: January 27, 2016 Category: Customer Dispute Allegations: CLAIMANT FILED A FINRA ARBITRATION IN JANUARY 2016 ALLEGING THAT DUE TO THE PROVISION OF INACCURATE INVESTMENT ADVICE, CLAIMANT'S FUNDS WERE NOT TRANSFERRED AS REQUESTED AND HE INCURRED A FINANCIAL LOSS. Damage Amount Requested: $48,000.00 Settlement Amount: $29,000.00 16-00113
Date: October 19, 2015 Category: Customer Dispute Allegations: Client alleges RR transferred monies from Commonwealth contributions and investment gains to Massachusetts Retirement Board without giving proper disclosure Damage Amount Requested: $124,168.15 Broker Comment: Inadvertent miscommunication led to this transfer. There was no loss to client's principal or investment gain. Monies were moved to the state plan per the client's request.
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