APRIL EILEEN RICE

APRIL EILEEN RICE is currently employed as a Broker and/or Investment Adviser at INFINEX INVESTMENTS, INC. located at 424 SECOND STREET, MASON, WV, 25260.

APRIL EILEEN RICE has worked at INFINEX INVESTMENTS, INC. since July 22, 2010

Disclosure History

APRIL EILEEN RICE has 2 Disclosure Event(s).

Date: December 16, 2008
Category: Customer Dispute
Allegations: CLIENT ALLEGES UNSUITABILITY & MISREPRESENTATION ON A VARIABLE ANNUITY SALE
Damage Amount Requested: $223,716.70

Date: December 02, 2008
Category: Customer Dispute
Allegations: MOTHER OF CLIENT CLAIMS TRADE TO BE UNSUITABLE
Damage Amount Requested: $238,875.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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