ARASH JOHN ASSADZADEH is currently employed as a Broker and/or Investment Adviser at SUNTRUST INVESTMENT SERVICES, INC. located at 1155 PEACHTREE STREET, NE, SUITE 700, ATLANTA, GA, 30309.
ARASH JOHN ASSADZADEH has worked at SUNTRUST INVESTMENT SERVICES, INC. since December 05, 2014
Disclosure History
ARASH JOHN ASSADZADEH has 2 Disclosure Event(s).
Date: December 21, 2014 Category: Customer Dispute Allegations: Claimant alleges in September 2012 FA failed to follow orders to purchase an annuity. Damages Granted: $3,600.00 Broker Comment: I was not asked to participate in any settlement regarding this matter. Respondent, Wells Fargo, was found liable per FINRA dispute resolution.
Date: November 21, 2008 Category: Customer Dispute Allegations: FL RESIDENT WRITES THAT HIS FA TOLD HIM THAT HE WAS GUARANTEED TO RECEIVE 6% ON THE ACCOUNT VALUE. CLIENT IS REQUESTING THAT HIS PRINICPAL BE RETURNED TO HIM. CURRENTLY, DAMAGES ARE $39,631.87. (06/27/2006) Damage Amount Requested: $39,631.87 Broker Comment: DENIED BY FIRM. FA EXPLAINED TO CLIENT THAT CONTRACT VALUE IS NOT GUARANTEED AND WOULD FLUCTUATE IN VALUE. CLIENT SIGNED DISCLOSURE DOCUMENT AT POINT OF SALE THAT DISCLOSED THE SAME INFORMATION IN WRITING.
More Information
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