ARDEN FORREST LILES is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at 6955 S UNION PARK CTR STE 550, MIDVALE, UT, 84047.
ARDEN FORREST LILES has worked at VOYA FINANCIAL ADVISORS, INC. since November 26, 1980
Disclosure History
ARDEN FORREST LILES has 1 Disclosure Event(s).
Date: February 05, 2003 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT HIS ACCOUNT HAD DECLINED DUE TO REGISTERED REPRESENTATIVE'S MISMANAGEMENT. ALLEGED DAMAGES ESTIMATED TO EXCEED $5,000. Broker Comment: IN THEIR INVESTIGATION WASHINGTON SQUARE SECURITIES, INC. FOUND NO EVIDENCE THAT REGISTERED REPRESENTATIVE ENGAGED IN MISCONDUCT OR PLACED CLIENT IN AN UNSUITABLE INVESTMENT. WSSI DETERMINED THAT CLIENTS WITHDRAWALS OF ALMOST $120,000 STIFLED ANY CAPITAL ACCUMULATION IN THE ACCOUNT. THE FIRM DETERMINED THAT REGISTERED REPRESENTATIVE DID NOT MISMANAGE THE CLIENTS ACOCUNT.
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