ARIC DEAN VICKREY

ARIC DEAN VICKREY is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 770 ST MICHAELS DR, SANTA FE, NM, 87505.

ARIC DEAN VICKREY has worked at WELLS FARGO CLEARING SERVICES, LLC since October 10, 2015

Disclosure History

ARIC DEAN VICKREY has 1 Disclosure Event(s).

Date: April 29, 2011
Category: Financial
Type: Bankruptcy
Disposition: Discharged
Broker Comment: MY WIFE AMBER VICKREY AND I, ARIC VICKREY, FILED CHAPTER 7 BANKRUPTCY BECAUSE MY WIFE COULD NOT WORK AFTER HAVING MY SON LUCIEN SINCE DAYCARE COSTS EXCEEDED HER INCOME AND ALSO BECAUSE OUR MONTHLY MORTGAGE INCREASED FROM 1,000.00 TO 1,400.00 DUE TO FLOOD INSURANCE COSTS AFTER FEMA RE EVALUATED MY AREA, MY INCOME ALONE COULD NOT SUPPORT US AT THE TIME WITH THAT MORTGAGE.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ARIC DEAN VICKREY, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.