ARLIE RAY HORN is currently employed as a Broker and/or Investment Adviser at THE LEADERS GROUP, INC. located at 26218 OAKRIDGE DRIVE, SPRING, TX, 77380.
ARLIE RAY HORN has worked at THE LEADERS GROUP, INC. since May 07, 1998
Disclosure History
ARLIE RAY HORN has 3 Disclosure Event(s).
Date: September 13, 2001 Category: Regulatory
Date: January 15, 1998 Category: Employment Separation After Allegations Firm Name: INTERSECURITIES, INC. Termination Type: Permitted to Resign Allegations: N/AUNDISCLOSED OUTSIDE BUSINESS ACTIVITIES ANDPOSSIBLE PRIVATE SECURITIES TRANSACTIONS INVOLVING SALE OF APROJECT FUNDING JOINT VENTURE PROGRAM. Broker Comment: RESIGNED FROM ICICLIENT PARTICIPATED AND INVESTED AS I DID INTO APROJECT FUNDING JOINT VENTURE AGREEMENT TO DATE WE HAVE NOTRECEIVED OUR MONEY BACK. CASE IS STILL UNDER INVESTIGATION.PENDING NASD INVESTIGATION INDICATES NON-SECURITY.
Date: December 12, 1997 Category: Customer Dispute Allegations: I AM NAMED IN THE SUIT, ALTHOUGH NOT AS ARESPONDENT. UNSUITABLE RECOMMENDATIONS, MISREPRESENTATIONS,FRAUD. DAMAGES REQUESTED 50,000 & ATTORNEY`S FEES. Damage Amount Requested: $50,000.00 Broker Comment: TRYING TO CLOSE CASE. THIS WAS SETTLED BY FORMER FIRM AFTER REP JOINED FIRM BUT U5 WAS NOT AMENDED.
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