ARMAND GERARD COTE is currently employed as a Broker and/or Investment Adviser at COMMONWEALTH FINANCIAL NETWORK located at 1279 Providence Road, First Floor, Whitinsville, MA, 01588.
ARMAND GERARD COTE has worked at COMMONWEALTH FINANCIAL NETWORK since October 24, 2014
Disclosure History
ARMAND GERARD COTE has 1 Disclosure Event(s).
Date: December 03, 2002 Category: Customer Dispute Allegations: THE CLIENT ALLEGED I RECOMMENDED MUTUAL FUNDS WITH NO PRINCIPAL FLUCTUATION. AS A RESULT, THE CLIENT CLAIMED SHE LOST PRINCIPAL AND HER DIVIDEND INCOME DECREASED Damage Amount Requested: $5,000.00 Broker Comment: THE FIRM FOUND I DID NOT RECOMMEND TO THE CLIENT MUTUAL FUNDS WITH NO PRINCIPAL FLUCTUATION. FURTHER, THE FIRM FOUND I PROVIDED THE CLIENT WITH FULL AND FAIR DISCLOSURE OF THE FEATURES, BENEFITS, RISKS, SALES CHARGES AND FEES ASSOCIATED WITH A TAX-EXEMPT BOND FUND SHE PURCHASED.
More Information
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