ARNEL COLLANTES GONZALES

ARNEL COLLANTES GONZALES is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 10 Wright St, Fl 1st, Westport, CT, 06880-3115.

ARNEL COLLANTES GONZALES has worked at AMERIPRISE FINANCIAL SERVICES, INC. since June 19, 2009

Disclosure History

ARNEL COLLANTES GONZALES has 1 Disclosure Event(s).

Date: April 04, 2001
Category: Customer Dispute
Allegations: CLIENT ALLEGED THAT THE SECURITIES PURCHASED IN HER ACCOUNT WERE NOT SUITABLE FOR HER. ALLEGED DAMAGES UNSPECIFIED. APRIL 2000.
Settlement Amount: $5,000.00
Broker Comment: AFTER FURTHER REVIEW, THE CLAIM WAS SETTLED FOR $5,000.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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