ARNOLD T BUTKUS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 19950 W COUNTRY CLUB DR STE 700, AVENTURA, FL, 33180.
ARNOLD T BUTKUS has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003
Disclosure History
ARNOLD T BUTKUS has 2 Disclosure Event(s).
Date: October 19, 2000 Category: Customer Dispute Allegations: DUE TO A MISCOMMUNICATION THE CLIENT SEEKS DAMAGES ON THE APPRECIATION OF POSITIONS THAT THE CLAIMS HE SUPPOSED TO HAVE IN HIS ACCOUNT. Damage Amount Requested: $9,540.00 Settlement Amount: $2,863.50
Date: June 01, 1992 Category: Customer Dispute Allegations: CUSTOMER ALLEGED UNSUITABILITY OF $35,000.00OF LIMITED PARTNERSHIPS PURCHASED IN A JOINT ACCOUNT. FIRMAGREED TO PAY CUSTOMERS $15,000.00 Damage Amount Requested: $35,000.00 Settlement Amount: $15,000.00 Broker Comment: Not Provided
More Information
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