ARNOLD LEROY ELLINGSON is currently employed as a Broker and/or Investment Adviser at SECURITIES AMERICA, INC. located at 3223 32ND AVE S STE 202, FARGO, ND, 58103.
ARNOLD LEROY ELLINGSON has worked at SECURITIES AMERICA, INC. since October 29, 2015
Disclosure History
ARNOLD LEROY ELLINGSON has 1 Disclosure Event(s).
Date: December 31, 1998 Category: Customer Dispute Allegations: PLAINTIFF ALLEGES CONVERSION OF FUNDS, BREACH OF CONTRACT, BREACH OF FICUCIARY DUTY AND NEGLIGENCE RELATING TO WITHDRAWALS MADE FROM PLAINTIFF'S VARIABLE ANNUITY CONTRACT. DAMAGES ARE ALLEGED TO BE $14,300.00, ALLEGEDLY RESULTING FROM THE FORGERY OF PLAINTIFF'S SIGNATURE ON SEVERAL WITHDRAWAL CHECKS BY THE CONTRACT'S BENEFICIARY, KARI LYNN HAUG. I AM AN AGENT OF EQUITABLE LIFE. Damage Amount Requested: $14,300.00 Settlement Amount: $14,000.00 Broker Comment: ALTHOUGH THE FIRM AGREED TO SETTLE THIS MATTER FOR $14,000, THE SETTLEMENT WAS A COMPROMISE OF A DISPUTED CLAIM AND NEITHER PAYMENT NOR ACCEPTANCE OF LESS THAN THE FULL AMOUNT DUE ARE ADMISSIONS OF LIABILITY, BUT INSTEAD LIABILITY IS EXPRESSLY DENIED BY THE PARTIES RELEASED.
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