ARNOLD PAUL GERMAN

ARNOLD PAUL GERMAN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 15 INDEPENDENCE BOULEVARD, WARREN, NJ, 07059.

ARNOLD PAUL GERMAN has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

ARNOLD PAUL GERMAN has 1 Disclosure Event(s).

Date: October 30, 2002
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT MR. GERMAN MADE UNSUITABLE INVESTMENT RECOMMENDATIONS.
Damage Amount Requested: $50,000.00
Broker Comment: AFTER A THOROUGH INVESTIGATION, MERRILL LYNCH DENIED THIS COMPLAINT BECAUSE IT WAS WITHOUT MERIT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

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