ARNOLD LEDERMAN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1133 WESTCHESTER AVE 3RD FL, STE S331, WHITE PLAINS, NY, 10604.
ARNOLD LEDERMAN has worked at WELLS FARGO CLEARING SERVICES, LLC since July 01, 2003
Disclosure History
ARNOLD LEDERMAN has 2 Disclosure Event(s).
Date: October 09, 1997 Category: Customer Dispute Allegations: CUSTOMER ALLEGED FA FAILED TO EXECUTE A BUYORDER IN MAY 1997 FOR 400 SHARES OF GLOBALSTARTELECOMMUNICATIONS AT $54.00. ALLEGED DAMAGES ARE $25,200.00. Damage Amount Requested: $25,200.00 Broker Comment: CLAIM DENIEDNO SUCH ORDER WAS GIVEN BY THE CLIENT. HOWEVER,THE CLIENT DID PURCHASE 200 SHARES AT $53.50 IN ANOTHER ACCOUNTON OR ABOUT MAY 6, 1997 WHICH, AFTER THE SPLIT LATER THIS MONTHWAS EQUAL TO 400 SHARES.
Date: September 10, 1990 Category: Customer Dispute Allegations: CUSTOMER ALLEGED EXCESSIVE TRADING AT THOMSONAND PRUDENTIAL SECURITIES, AND DAMAGES OF $114,000. Damage Amount Requested: $114,000.00 Settlement Amount: $12,500.00 Broker Comment: WITHOUT ADMITTING LIABILITY, CASE SETTLED FOR$12,500 FOR BUSINESS REASONS AND TO AVOID LITIGATION COSTS.Not Provided
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