ARNOLD IRA PASKOFF

ARNOLD IRA PASKOFF is currently employed as a Broker and/or Investment Adviser at AMERIPRISE FINANCIAL SERVICES, INC. located at 9515 Deereco Rd, STE 303, Timonium, MD, 21093-2116.

ARNOLD IRA PASKOFF has worked at AMERIPRISE FINANCIAL SERVICES, INC. since June 30, 2017

Disclosure History

ARNOLD IRA PASKOFF has 2 Disclosure Event(s).

Date: July 12, 2016
Category: Customer Dispute
Allegations: Clients' authorized agent alleged registered representative aggressively traded clients' accounts. 11/12/12 through 8/26/13.
Damage Amount Requested: $95,000.00

Date: March 31, 2010
Category: Customer Dispute
Allegations: TRUSTEE ALLEGES EXCESSIVE TRADING AND EXCESSIVE COMMISSIONS.ACTIVITY PERIOD: 1/2/09 THROUGH 3/18/10
Damage Amount Requested: $17,000.00
Settlement Amount: $11,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for ARNOLD IRA PASKOFF, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.