ARTHUR JOSEPH CAHILL is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 77 BROAD ST, RED BANK, NJ, 07701.
ARTHUR JOSEPH CAHILL has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since March 28, 2013
Disclosure History
ARTHUR JOSEPH CAHILL has 4 Disclosure Event(s).
Date: May 20, 2015 Category: Customer Dispute Allegations: THE CUSTOMER ALLEGES UNAUTHORIZED TRADING FROM FEBRUARY 2014 TO MAY 2015.
Date: April 01, 2010 Category: Customer Dispute Allegations: TIME FRAME: FEBRUARY 13, 2008 - APRIL 1, 2010 THE COMPLAINT AROSE OUT OF THE SALE OF AN AUCTION RATE SECURITY (ARS)THAT WAS MADE PRIOR TO THE WIDESPREAD ILLIQUIDITY IN THE ARS MARKET THAT OCCURRED IN FEBRUARY 2008. Damage Amount Requested: $100,000.00 Broker Comment: THE COMPLAINT AROSE BECAUSE OF UNPRECEDENTED MARKET EVENTS THAT CAUSED THE BREAKDOWN OF LIQUIDITY IN THE MARKET FOR AUCTION RATE SECURITIES.
Date: November 11, 2004 Category: Customer Dispute Allegations: EXECUTOR WRITES: "IN MY CONVERSATIONS WITH [CUSTOMER] PRIOR TO HIS DEATH, HE INDICATED THAT HE HAD AN AGREEMENT WITH UBS TO PAY A TOTAL FEE OF 1% FOR THE BOND TRADES THAT WERE BEING EXECUTED. [I]T IS MY BELIEF THAT FEES IN EXCESS OF THE 1% AGREED TO BY [CUSTOMER] ARE EXCESSIVE." TIME PERIOD IS 2003. Damage Amount Requested: $5,520.00 Broker Comment: CLIENT REJECTED SETTLEMENT OFFER.
Date: February 03, 2004 Category: Customer Dispute Allegations: CLIENT ALLEGES THAT "TRANSACTIONS WERE DONE WITHOUT MY KNOWLEDGE" AND "SOLICITED TRANSACTIONS IN MY ACCOUNT WERE NOT SUITABLE". ALLEGED DAMAGES:"tESTIMATED TO EXCEED $5000. TIME PERIOD: 10/00 TO PRESENT.
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