ARTHUR WILLIAM DEVONMILLE

ARTHUR WILLIAM DEVONMILLE is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1410 SW SAINT LUCIE WEST BLVD, PORT SAINT LUCIE, FL, 34986.

ARTHUR WILLIAM DEVONMILLE has worked at WELLS FARGO CLEARING SERVICES, LLC since November 13, 2017

Disclosure History

ARTHUR WILLIAM DEVONMILLE has 2 Disclosure Event(s).

Date: January 26, 2010
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES MISREPRESENTATION IN CONNECTION WITH THE PURCHASE OF THE SCHWAB YIELD PLUS FUND ON MARCH 24, 2006.
Damage Amount Requested: $11,364.15

Date: November 20, 1997
Category: Customer Dispute
Allegations: POOR INVESTMENT ADVICE; ALLEGED LOSS OF$13,246.
Damage Amount Requested: $13,246.00
Broker Comment: A.G. EDWARDS DENIED THE CLAIM AND CONSIDERS THEMATTER CLOSED.Not Provided

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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