ARTHUR STANWOOD ELLIS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 8115 PRESTON RD, STE 300, DALLAS, TX, 75225.
ARTHUR STANWOOD ELLIS has worked at WELLS FARGO CLEARING SERVICES, LLC since May 11, 1998
Disclosure History
ARTHUR STANWOOD ELLIS has 1 Disclosure Event(s).
Date: October 05, 2006 Category: Customer Dispute Allegations: TEXAS RESIDENT PREPARES, BUT DOES NOT FILE, A LAWSUIT AGAINST HIS SISTER FOR ISSUES INVOLVING THE SISTER'S ROLE AS EXECUTOR OF THEIR FATHER'S ESTATE. IN THE DRAFT PLEADINGS, THE BROTHER NAMES AS RESPONDENTS HIS SISTER, WACHOVIA, THE STATE OF TEXAS, AN INSURANCE COMPANY AND SEVERAL INDIVIDUALS, INCLUDING THE FA. THE BROTHER MAKES NUMEROUS ALLEGATIONS AGAINST ALL THE DEFENDANTS JOINTLY. THE BROTHER MAKES NO SPECIFIC ALLEGATIONS OR FACTUAL REFERENCES INVOLVING THE FA. IN A COVER LETTER TO THE FA ATTACHED TO THE PLEADINGS, THE BROTHER APOLOGIZES FOR INVOLVING THE FA IN THE ACTION AND IN A COPY OF AN ATTACHED LETTER FROM THE BROTHER TO THE SISTER, THE BROTHER MAKES IT CLEAR THAT THE ALLEGATIONS ARE DIRECTED AT HIS SISTER. Damage Amount Requested: $5,000.00 Broker Comment: CLAIM DENIED.
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