ARTHUR ROBERT FU

ARTHUR ROBERT FU is currently employed as a Broker and/or Investment Adviser at WESTERN INTERNATIONAL SECURITIES, INC. located at 400 CONTINENTAL BLVD, SUITE 600, EL SEGUNDO, CA, 90245.

ARTHUR ROBERT FU has worked at WESTERN INTERNATIONAL SECURITIES, INC. since May 27, 2008

Disclosure History

ARTHUR ROBERT FU has 1 Disclosure Event(s).

Date: April 29, 2003
Category: Customer Dispute
Allegations: CLIENT ALLEGES FA BOUGHT AND SOLD FUNDS BENEFICIAL TO THEMSELVES AND NOT THEIR CLIENT.
Damage Amount Requested: $12,419.00
Broker Comment: THIS MATTER IS PENDING.

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All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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