ARTHUR JOSEPH LUBIN is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 609 DEEP VALLEY DR, SUITE 400, ROLLING HILLS, CA, 90274.
ARTHUR JOSEPH LUBIN has worked at MORGAN STANLEY since June 01, 2009
Disclosure History
ARTHUR JOSEPH LUBIN has 3 Disclosure Event(s).
Date: August 10, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED THAT THE RATES THAT HE WAS QUOTED FOR MANAGED ACCOUNT FEES WERE MISREPRESENTED IN MAY 1998 Damage Amount Requested: $5,000.00 Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
Date: July 23, 1999 Category: Customer Dispute Allegations: CLIENT ALLEGED UNSUITABILITY, MISREPRESENTATION AND BREACH OF FIDUCIARY DUTY IN REGARD TO THE FUTURES FUND LPS PURCHASED IN HIS ACCOUNT BETWEEN 1996 AND 1998. Damage Amount Requested: $15,000.00 Broker Comment: THE CLIENT'S CLAIM WAS DENIED.
Date: April 01, 1991 Category: Customer Dispute Allegations: BREACH OF FIDUCIARY DUTY, MISREPRESENTATIONAND FAILURE TO STATE MATERIAL FACTS. ALLEGED DAMAGES $175,000. Damage Amount Requested: $175,000.00 Settlement Amount: $25,000.00 Broker Comment: SETTLED FOR $25,000.00 SHEARSON LEHMAN BROTHERSINC. PAID TOTAL SETTLEMENT. MR. LUBIN DID NOT CONTRIBUTE TOWARDTHIS SETTLEMENT.Not Provided
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