ARTHUR OBERMEIER is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3776 ORANGE LANE, BOULDER, CO, 80304.
ARTHUR OBERMEIER has worked at LPL FINANCIAL LLC since June 03, 2002
Disclosure History
ARTHUR OBERMEIER has 2 Disclosure Event(s).
Date: February 13, 1992 Category: Customer Dispute Allegations: I CHARGED CLIENT A COMMISSION ON A LOAD FUND. CLIENT'S HUSBAND WAS DIRECTOR OF FUND AND WAS ENTITLED TO BUYAT NAV. I SETTLED FOR $850. Damage Amount Requested: $2,175.00 Damages Granted: $850.00 Broker Comment: PAID $850 TO SETTLEJUDGMENT AGAINST ME WAS UNFAIR - BUT I PAIDANYWAY.
Date: March 08, 1982 Category: Customer Dispute Allegations: COMPLAINT FILED DUE TO LOSS IN OPTIONSALLEGED DAMAGES - $38,724.00 Damage Amount Requested: $38,724.00 Settlement Amount: $16,000.00 Broker Comment: $16,000 SETTLEMENT OFFERED & ACCEPTEDNot Provided
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