ARTHUR ROY SALOMON is currently employed as a Broker and/or Investment Adviser at LPL FINANCIAL LLC located at 3217 SUMMIT SQUARE PL STE 250, LEXINGTON, KY, 40509.
ARTHUR ROY SALOMON has worked at LPL FINANCIAL LLC since March 01, 2002
Disclosure History
ARTHUR ROY SALOMON has 1 Disclosure Event(s).
Date: December 18, 1992 Category: Customer Dispute Allegations: UNSUITABILE INVETMENT IN AMOUNT OF$75,000MADE IN REAL ESTATE LIMITED PARTNERSHIP IN 1986. ALLEGATION OFVIOLATION OF SECURITIES LAWS, BREACH OF FIDUCIARYDUTY,NEGLIGENCE AND NASD AND STOK EXCHANGE REQUIREMENTS. Damage Amount Requested: $75,000.00 Settlement Amount: $17,500.00 Broker Comment: CLAIMANTS AGREED TO ACCEPT THE SUM OF $17,500.00IN EXCHANGE FOR A DISMISSAL OF ALL CLAIMS. SALOMON DID NOTCONTRIBUTE TOWARDS SETTLEMENT.NOT PROVIDED
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