ARTHUR HAAG SHERMAN is currently employed as a Broker and/or Investment Adviser at TECTONIC ADVISORS LLC located at 600 Travis, Suite 5900, Houston, TX, 77002.
ARTHUR HAAG SHERMAN has worked at TECTONIC ADVISORS LLC since March 14, 2017
ARTHUR HAAG SHERMAN is also currently employed as a Broker and/or Investment Adviser at PRIVUS FINANCIAL, LLC located at 6900 DALLAS PARKWAYSTE 500, PLANO, TX, 75024 since January 01, 1970
ARTHUR HAAG SHERMAN is also currently employed as a Broker and/or Investment Adviser at SANDERS MORRIS HARRIS LLC located at 600 TRAVISSUITE 5900, HOUSTON, TX, 77002-3003 since January 01, 1970
ARTHUR HAAG SHERMAN has 1 Disclosure Event(s).
Date: August 16, 2002 Category: Employment Separation After Allegations Firm Name: REDSTONE CONSULTING, LLC Termination Type: Voluntary Resignation Allegations: A. HAAG SHERMAN RESIGNED FROM REDSTONE CONSULTING, LLC ("REDSTONE CONSULTING"),ON AUGUST 16, 2002. PRIOR TO HIS RESIGNATION, MR. SHERMAN WAS ALSO AN EMPLOYEE OF AN AFFILIATED ENTITY, THE REDSTONE COMPANIES, L.P., AND WAS A LIMITED PARTNER AND/OR OFFICER OF OTHER REDSTONE AFFILIATES(COLLECTIVELY "REDSTONE"), INCLUDING REDSTONE EQUITY FUND GP I, L.P. ("REDSTONE EQUITY"), WHICH IS NOT A REGISTERED BROKER-DEALER. IN AUGUST 2002, MR. SHERMAN ADVISED REDSTONE THAT HE DESIRED TO WIND UP HIS RELATIONSHIP WITH REDSTONE. IN CONNECTION WITH DISCUSSIONS CONCERNING HIS DEPARTURE, REDSTONE WAS INFORMED THAT MR. SHERMAN AND TWO OTHER EMPLOYEES OF REDSTONE HAD FORMED SALIENT PARTNERS, L.P. ("SALIENT"). REDSTONE WAS ALSO INFORMED THAT SALIENT HAD PREVIOUSLY MADE AN INVESTMENT IN AN ENTITY, CARBTEX HOLDINGS, L.P. IN WHICH REDSTONE EQUITY FUND I, L.P., OF WHICH REDSTONE EQUITY IS THE GENERAL PARTNER, HAD PREVIOUSLY INVESTED WITHOUT DISCLOSING THE OWNERSHIP OF SALIENT. REDSTONE IS CURRENTLY REVIEWING SALIENT'S INVESTMENT IN CARBTEX. MR. SHERMAN AND REDSTONE ARE CURRENTLY NEGOTIATING A RESOLUTION OF HIS WITHDRAWAL FROM ALL REDSTONE ENTITIES AND A SEPARATE RESOLUTION OF THE SALIENT INVESTMENT IN CARBTEX. Broker Comment: THE AFOREMENTIONED MATTER RELATES TO A DISPUTE OVER A PRIVATE INVESTMENT OUTSIDE OF REDSTONE CONSULTING, LLC, THE REGISTERED BROKER DEALER. MR. SHERMAN FILED THIS OUTSIDE INVESTMENT WITH REDSTONE CONSULTING, LLC, BELIEVES HE HAD THE RIGHT TO MAKE THE INVESTMENT AND THE PARTIES ARE CURRENTLY WORKING TO RESOLVE THEIR DIFFERENCES RELATING TO SUCH INVESTMENT AND ALSO WITH RESPECT TO MR. SHERMAN'S WITHDRAWAL FROM ALL REDSTONE ENTITIES.UPDATE: THE ABOVE MATTERS HAVE BEEN RESOLVED TO THE SATISFACTION OF ALL PARTIES AS OF OCTOBER 31, 2002.
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