ARUN A PATEL

ARUN A PATEL is currently employed as a Broker and/or Investment Adviser at PFS INVESTMENTS INC. located at 777 TERRANCE AVE, 1 FL STE 103, HASBROUCK HEIGHTS, NJ, 07604.

ARUN A PATEL has worked at PFS INVESTMENTS INC. since April 21, 2016

Disclosure History

ARUN A PATEL has 4 Disclosure Event(s).

Date: March 21, 2013
Category: Judgment / Lien
Judgment/Lien Amount: $6,042.26
Judgment/Lien Type: Civil
Broker Comment: I DID NOT RECEIVE THE JUDGEMENT PAPERWORK BECAUSE I DID NO RESIDE AT THE ADDRESS THAT IT WAS SENT DUE TO ILLNESS & UNEMPLOYMENT. I HAVE NOT HAD THE MONEY TO PAY BILLS.

Date: September 04, 2012
Category: Judgment / Lien
Judgment/Lien Amount: $662.55
Judgment/Lien Type: Civil
Broker Comment: I DID NOT RESIDE AT LOCATION WHERE THE JUDGEMENT WAS SENT, SO I NEVER RECEIVED ANY PAPERWORK. AND DUE TO ILLNESS & UNEMPLOYMENT, I CANNOT PAY MY BILLS.

Date: February 01, 2010
Category: Judgment / Lien
Judgment/Lien Amount: $954.45
Judgment/Lien Type: Civil
Broker Comment: I DID NOT RESIDE WHERE THE JUDGEMENT WAS SENT. AND DUE TO ILLNESS AND UNEMPLOYMENT, I HAVE UNABLE TO HANDLE MY BILLS.

Date: July 20, 2009
Category: Judgment / Lien
Judgment/Lien Amount: $6,017.14
Judgment/Lien Type: Civil
Broker Comment: I DID NOT RECEIVE ANY JUDGEMENT PAPERWORK DUE TO AN ADDRESS CHANGE WHERE I WAS RESIDING. BEING UNEMPLOYED & UNHEALTHY, I HAVE BEEN UNABLE TO PAY ANY BILLS.

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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