ASHLEY LI YU LIU is currently employed as a Broker and/or Investment Adviser at UNIONBANC INVESTMENT SERVICES, LLC located at 6221 GRAHAM HILL ROAD, FELTON, CA, 95018.
ASHLEY LI YU LIU has worked at UNIONBANC INVESTMENT SERVICES, LLC since November 27, 2017
ASHLEY LI YU LIU has 1 Disclosure Event(s).Date: August 09, 2017
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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