ASHLEY SUSAN THOMAS is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 10500 ULMERTON RD, STE 480, LARGO, FL, 33771.
ASHLEY SUSAN THOMAS has worked at WELLS FARGO CLEARING SERVICES, LLC since October 15, 2012
Disclosure History
ASHLEY SUSAN THOMAS has 1 Disclosure Event(s).
Date: May 12, 2017 Category: Customer Dispute Allegations: Plaintiff alleges that prior to June 2014, the licensed bank employee conspired to allow another Bank employee to convert funds of her ex-husband. Settlement Amount: $5,000.00 Broker Comment: Without admitting any liability, the Firm settled the matter for $5,000.00 on behalf of both Wells Fargo defendants to avoid further costs of litigation.
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