Attila T Vari

Attila T Vari is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 3010 OLD RANCH PKWY, SEAL BEACH, CA, 90740.

Attila T Vari has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since November 04, 1997

Disclosure History

Attila T Vari has 2 Disclosure Event(s).

Date: August 17, 2016
Category: Customer Dispute
Allegations: The Customer alleges misrepresentation and omission of material facts in September 2014 .

Date: September 10, 2001
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THE UNSUITABLE PURCHASE OF AN ANNUITY.
Damage Amount Requested: $40,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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