ATUL MAKHARIA is currently employed as a Broker and/or Investment Adviser at CENTAURUS FINANCIAL, INC. located at 4580 SUNSET BLVD., LEXINGTON, SC, 29072.
ATUL MAKHARIA has worked at CENTAURUS FINANCIAL, INC. since May 19, 2015
Disclosure History
ATUL MAKHARIA has 1 Disclosure Event(s).
Date: January 31, 2017 Category: Customer Dispute Allegations: CLIENT CLAIMS THEY WERE SOLD AN UNSUITABLE CD AND DID NOT RECEIVE A PROSPECTUS. Damage Amount Requested: $20,000.00 Broker Comment: The clients filed a written complaint with the State of South Carolina. The State presented the Firm with the complaint for analysis, review and response. After reviewing all of the relevant client information and transaction documents, the Firm responded to the State. Upon review of all paperwork/data submitted by the firm and the clients, the State closed its investigation with no further action recommended.
More Information
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BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
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