AUDREY CLAIRE Barrett

AUDREY CLAIRE Barrett is currently employed as a Broker and/or Investment Adviser at VOYA FINANCIAL ADVISORS, INC. located at ONE ORANGE WAY, C4-S, WINDSOR, CT, 06095.

AUDREY CLAIRE Barrett has worked at VOYA FINANCIAL ADVISORS, INC. since September 30, 2015

Disclosure History

AUDREY CLAIRE Barrett has 3 Disclosure Event(s).

Date: June 27, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: BILL RESULTED FROM A PROCEDURE THAT WAS PERFORMED SHORTLY AFTER LAYOFF AND I WAS UNAWARE THAT MY MEDICAL INSURANCE HAD TERMINATED IMMEDIATELY AS OPPOSED TO CONTINUING TO END OF MONTH.

Date: June 13, 2013
Category: Financial
Type: Compromise
Disposition: PAID AS AGREED
Broker Comment: EXPERIENCED LAYOFF DUE TO REDUCTION IN FORCE AT WORK IN AUGUST 2012. COMPROMISE REACHED AFTER NEARLY ONE YEAR OF UNEMPLOYMENT.

Date: April 12, 2013
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: BILL RESULTED FROM A PROCEDURE THAT WAS PERFORMED SHORTLY AFTER LAYOFF AND I WAS UNAWARE THAT MY MEDICAL INSURANCE HAD TERMINATED IMMEDIATELY AS OPPOSED TO CONTINUING TO END OF MONTH.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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