AUDREY MARIE GUZMAN is currently employed as a Broker and/or Investment Adviser at WELLS FARGO CLEARING SERVICES, LLC located at 1511 RIVERSIDE DR, MOUNT VERNON, WA, 98273.
AUDREY MARIE GUZMAN has worked at WELLS FARGO CLEARING SERVICES, LLC since August 01, 2017
AUDREY MARIE GUZMAN has 3 Disclosure Event(s).
Date: May 30, 2017 Category: Financial Type: Bankruptcy Broker Comment: I had cosigned for a truck for my daughters father and he was supposed to make the payments he began not paying and I was trying to pay but I started to run my savings low. I also had teenager boy and girls and only 2 bedroom. I needed to pay for a place to live that 3 bedroom and it was gonna be 400.00 difference. I couldn't afford to pay the truck and or my other debt once I was behind due to depleting my savings. I was about to be homeless
Date: October 01, 2016 Category: Judgment / Lien Judgment/Lien Amount: $4,573.00 Judgment/Lien Type: Civil Broker Comment: This was a cosigned vehicle for my daughters father when we were together. I had my own car already. he was supposed to make payments and he started to not so I tried for awhile to make the payments but it was to much for me. at this time we weren't together but I didn't want to mess my credit up. I was trying tp do the best I could but I am a single mother of 4 kids with very limited help with child support. I was having to take out of my savings then it was almost gone.
Date: May 22, 2009 Category: Financial Type: Bankruptcy Disposition: Discharged Broker Comment: I had went through my husband leaving and being a single not working mother with 3 kids left with all the bills. Couldn't get aught up.
All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.
A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.
BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.
To view the full report for AUDREY MARIE GUZMAN, click here.
If you discover any errors or outdated information on this Website, please contact us and we will promptly correct such errors or outdated information.
If BrokerCheck® is the source of such errors or outdated information, please contact FINRA at (301) 590-6500.
Brokersearch.info will not fully remove items from this Website without an applicable court order designating them for removal. Investors rely on the information available on this Website to decide whether to choose or retain a broker or investment adviser.
Upon written request, we may remove certain page(s) from appearing in search engine results using the robots.txt protocol.
When a person searches for your name using Google, Bing, Yahoo! and other search engines the page(s) from Brokersearch.info would not appear in the search results.
Please contact us to learn more about Search Engine Removal.
How to choose a broker or investment adviser. Learn More