AUGUST ANTHONY CENNAME is currently employed as a Broker and/or Investment Adviser at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED located at 65 E STATE ST, COLUMBUS, OH, 43215.
AUGUST ANTHONY CENNAME has worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED since September 26, 1978
Disclosure History
AUGUST ANTHONY CENNAME has 1 Disclosure Event(s).
Date: June 16, 2011 Category: Customer Dispute Allegations: THE CUSTOMERS ALLEGE UNSUITABLE INVESTMENT RECOMMENDATIONS AND MISREPRESENTATION. Damage Amount Requested: $12,000,000.00 Settlement Amount: $3,000,000.00 Broker Comment: MR. CENNAME WAS NOT ASKED TO CONTRIBUTE IN ANY WAY TO THE SETTLEMENT PAYMENT. HE UNDERSTANDS THE FIRM SETTLED TO AVOID THE EXPENSE AND UNCERTAINTY OF PROLONGED LITIGATION.
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