AUGUSTE FRANCOIS DERENDINGER is currently employed as a Broker and/or Investment Adviser at CROWN CAPITAL SECURITIES, L.P. located at 2207 Third St, Livermore, CA, 94550.
AUGUSTE FRANCOIS DERENDINGER has worked at CROWN CAPITAL SECURITIES, L.P. since May 11, 2017
Disclosure History
AUGUSTE FRANCOIS DERENDINGER has 2 Disclosure Event(s).
Date: October 16, 1984 Category: Civil
Date: October 05, 1984 Category: Regulatory Initiated By: SECURITIES AND EXCHANGE COMMISSION Allegations: SEC NEWS DIGEST, ISSUE 84-201, DATED OCTOBER 16, 1984: THE COMMISSION SIMULTANEOUSLY INSTITUTED PROCEEDINGS, ENTERED FINDINGS AND IMPOSED SANCTIONS AGAINST 18 SALESMEN AND A REGISTERED BROKER-DEALER IN THE SALE OF INVESTMENT CONTRACTS. THE RESPONDENTS HAD EARLIER CONSENTED TO CIVIL INJUNCTIONS. Resolution: Order SanctionDetails: Sanctions: Suspension Sanction Details: SEC DOCKET, VOLUME 31 NO. 11, OCTOBER 23, 1984: THE COMMISSION ORDERED THAT EFFECTIVE SEVEN DAYS AFTER THE DATE OF THIS ORDER (10/5/84), RESPONDENT DERENDINGER IS SUSPENDED FROM ASSOCIATION WITH ANY BROKER OR DEALER FOR A PERIOD OF THIRTY (30) DAYS. IT IS ALSO ORDERED THATAT THE EXPIRATION OF THE SUSPENSION PERIOD, DERENDINGER SHALL DELIVER TO THE COMMISSION'S SEATTLE REGIONAL OFFICE AN AFFIDAVIT STATING HIS COMPLIANCE WITH THE TERMS OF HIS SUSPENSION. Broker Comment: Not Provided
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