AUGUSTO C LA PUENTE is currently employed as a Broker and/or Investment Adviser at PARK AVENUE SECURITIES LLC located at 4200 W CYPRESS STREET, SUITE 700, TAMPA, FL, 33607.
AUGUSTO C LA PUENTE has worked at PARK AVENUE SECURITIES LLC since October 03, 2013
Disclosure History
AUGUSTO C LA PUENTE has 1 Disclosure Event(s).
Date: June 28, 2013 Category: Employment Separation After Allegations Firm Name: WELLS FARGO ADVISORS, LLC. Termination Type: Discharged Allegations: DISCHARGED BY WELLS FARGO BANK, NA FOR REASONS UNRELATED TO THE BUSINESS OF WELLS FARGO ADVISORS, LLC. SPECIFICALLY, OPENED BANK ACCOUNTS FOR CERTAIN INDIVIDUALS WITHOUT THE CUSTOMER BEING PRESENT.
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