AUSTIN HAVIRD FOX is currently employed as a Broker and/or Investment Adviser at CETERA INVESTMENT SERVICES LLC located at 107 CHESTERFIELD STREET SOUTH, AIKEN, SC, 29802.
AUSTIN HAVIRD FOX has worked at CETERA INVESTMENT SERVICES LLC since March 03, 2016
Disclosure History
AUSTIN HAVIRD FOX has 1 Disclosure Event(s).
Date: October 17, 2005 Category: Customer Dispute Allegations: CLIENTS ALLEGE THEY WERE MISLED IN THE SALE OF VARIOUS 2004 VARIABLE LIFE INSURANCE POLICIES. CLIENTS ALLEGE THEY WERE LOOKING FOR POLICIES DESIGNED TO HAVE HEAVY CONCENTRATION ON CASH VALUE FOR FUTURE RETIREMENT NEEDS AND A COLLEGE FUND FOR THEIR SON. CLIENTS FURTHER ALLEGE THAT THE POLICIES REPRESENTED DID NOT MEET THOSE NEEDS BASED ON THE HEAVY CONCENTRATION ON THE INSURANCE AND EXPENSE RATIOS. DAMAGES ARE UNSPECIFIED. Broker Comment: REP WROTE THE POLICY ON WIFE BECAUSE HER HEALTH WAS BETTER AND COSTS WERE LOWER BECAUSE SHE IS FEMALE. CLAIM WAS WITHOUT MERIT.
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