AUSTIN FARRELL GRAY

AUSTIN FARRELL GRAY is currently employed as a Broker and/or Investment Adviser at CHARLES SCHWAB & CO., INC. located at 2050 Roanoke Road, Westlake, TX, 76262-9616.

AUSTIN FARRELL GRAY has worked at CHARLES SCHWAB & CO., INC. since April 11, 2018

Disclosure History

AUSTIN FARRELL GRAY has 5 Disclosure Event(s).

Date: December 19, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WHEN I LOST MY JOB AT AT&T MY INCOME WENT FROM $15/HR TO $6/HR. HAVING A CHILD SUPPORT PAYMENT WITH NORMAL LIVING EXPENSES AS WELL I WAS UNABLE TO AFFORD BASIC NECESSITIES SUCH TO THE POINT I HAD TO, AT TIMES, BORROW MONEY FROM MY FAMILY FOR GAS AND FOOD. WHEN I FINALLY GOT MY CAR COMPLETELY PAID OFF I HAD EXCESS INCOME AND DECIDED TO TAKE A PROACTIVE STEP TO REDUCE THE DEBT ACCRUED FROM LOSS OF WAGES AND CLEAN MY CREDIT.

Date: November 30, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WHEN I LOST MY JOB AT AT&T MY INCOME WENT FROM $15/HR TO $6/HR. HAVING A CHILD SUPPORT PAYMENT WITH NORMAL LIVING EXPENSES AS WELL I WAS UNABLE TO AFFORD BASIC NECESSITIES SUCH TO THE POINT I HAD TO, AT TIMES, BORROW MONEY FROM MY FAMILY FOR GAS AND FOOD. WHEN I FINALLY GOT MY CAR COMPLETELY PAID OFF I HAD EXCESS INCOME AND DECIDED TO TAKE A PROACTIVE STEP TO REDUCE THE DEBT ACCRUED FROM LOSS OF WAGES AND CLEAN MY CREDIT.

Date: November 21, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WHEN I LOST MY JOB AT AT&T MY INCOME WENT FROM $15/HR TO $6/HR. HAVING A CHILD SUPPORT PAYMENT WITH NORMAL LIVING EXPENSES AS WELL I WAS UNABLE TO AFFORD BASIC NECESSITIES SUCH TO THE POINT I HAD TO, AT TIMES, BORROW MONEY FROM MY FAMILY FOR GAS AND FOOD. WHEN I FINALLY GOT MY CAR COMPLETELY PAID OFF I HAD EXCESS INCOME AND DECIDED TO TAKE A PROACTIVE STEP TO REDUCE THE DEBT ACCRUED FROM LOSS OF WAGES AND CLEAN MY CREDIT.

Date: November 16, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WHEN I LOST MY JOB AT AT&T MY INCOME WENT FROM $15/HR TO $6/HR. HAVING A CHILD SUPPORT PAYMENT WITH NORMAL LIVING EXPENSES AS WELL I WAS UNABLE TO AFFORD BASIC NECESSITIES SUCH TO THE POINT I HAD TO, AT TIMES, BORROW MONEY FROM MY FAMILY FOR GAS AND FOOD. WHEN I FINALLY GOT MY CAR COMPLETELY PAID OFF I HAD EXCESS INCOME AND DECIDED TO TAKE A PROACTIVE STEP TO REDUCE THE DEBT ACCRUED FROM LOSS OF WAGES AND CLEAN MY CREDIT.

Date: November 15, 2012
Category: Financial
Type: Compromise
Disposition: Satisfied/Released
Broker Comment: WHEN I LOST MY JOB AT AT&T MY INCOME WENT FROM $15/HR TO $6/HR. HAVING A CHILD SUPPORT PAYMENT WITH NORMAL LIVING EXPENSES AS WELL I WAS UNABLE TO AFFORD BASIC NECESSITIES SUCH TO THE POINT I HAD TO, AT TIMES, BORROW MONEY FROM MY FAMILY FOR GAS AND FOOD. WHEN I FINALLY GOT MY CAR COMPLETELY PAID OFF I HAD EXCESS INCOME AND DECIDED TO TAKE A PROACTIVE STEP TO REDUCE THE DEBT ACCRUED FROM LOSS OF WAGES AND CLEAN MY CREDIT.

More Information

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A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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