AUSTIN MICHAEL HARVEY

AUSTIN MICHAEL HARVEY is currently employed as a Broker and/or Investment Adviser at THE HUNTINGTON INVESTMENT COMPANY located at HUNTINGTON PLAZA, 37 WEST BROAD STREET, COLUMBUS, OH, 43215.

AUSTIN MICHAEL HARVEY has worked at THE HUNTINGTON INVESTMENT COMPANY since August 29, 2017

Disclosure History

AUSTIN MICHAEL HARVEY has 1 Disclosure Event(s).

Date: April 02, 2008
Category: Criminal
Charges: DISORDERLY/FALSE ID TO POLICE
Disposition: Dismissed
Amended Charges: Littering in Public Places
Amended Charge Type: OTHER Amended Charge
Amended Charge Disposition: Reduced

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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