AUTUMN BURACKER YAMAMURA is currently employed as a Broker and/or Investment Adviser at MORGAN STANLEY located at 3511 SHANNON ROAD, DURHAM, NC, 27707.

AUTUMN BURACKER YAMAMURA has worked at MORGAN STANLEY since June 01, 2009

Disclosure History

AUTUMN BURACKER YAMAMURA has 1 Disclosure Event(s).

Date: August 02, 2002
Category: Customer Dispute
Allegations: Claimant alleges that Financial Advisor put $250,000.00 in Class B Mutual Fund shares in order to receive a higher commission. Customer also alleges that she was invested in a "significantly more aggressive portfolio" than her risk tolerance warranted.
Damage Amount Requested: $202,000.00
Broker Comment: The registered representative disputed the customer's allegations, and the customer did not pursue the allegations beyond the initial complaint

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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