AVERY MANUEL LOPEZ

AVERY MANUEL LOPEZ is currently employed as a Broker and/or Investment Adviser at FIDELITY BROKERAGE SERVICES LLC located at 6501 S FIDDLER'S GREEN CIRCLE, STE 300 - 600, GREENWOOD VILLAGE, CO, 80111-4932.

AVERY MANUEL LOPEZ has worked at FIDELITY BROKERAGE SERVICES LLC since September 16, 2013

Disclosure History

AVERY MANUEL LOPEZ has 1 Disclosure Event(s).

Date: October 14, 2014
Category: Customer Dispute
Allegations: CUSTOMER ALLEGES THAT THE REGISTERED REPRESENTATIVE GAVE HIM MISINFORMATION ABOUT A FUND FAMILY'S POLICY REGARDING EXCHANGES BETWEEN MUTUAL FUNDS.
Damage Amount Requested: $25,000.00
Settlement Amount: $25,000.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

To view the full report for AVERY MANUEL LOPEZ, click here.

The use of BrokerCheck data is subject to the BrokerCheck Terms of Use.