AZAAD ARMAAN MOHAMED

AZAAD ARMAAN MOHAMED is currently employed as a Broker and/or Investment Adviser at HSBC SECURITIES (USA) INC. located at 147-02 HILLSIDE AVE, JAMAICA, NY, 11435.

AZAAD ARMAAN MOHAMED has worked at HSBC SECURITIES (USA) INC. since July 18, 2016

Disclosure History

AZAAD ARMAAN MOHAMED has 1 Disclosure Event(s).

Date: September 27, 1999
Category: Customer Dispute
Allegations: CUSTOMER CLAIMS THAT THE FINANCIAL CONSULTANT FAILED TO EXPLAIN THAT THE ANNUITY PURCHASED WAS SUBJECT TO FLUCTUATION AND PENALTIES FOR EARLY WITHDRAWLS.
Damage Amount Requested: $75,302.22
Settlement Amount: $800.00

More Information

All individuals registered to sell securities or provide investment advice are required to disclose customer complaints and arbitrations, regulatory actions, employment terminations, bankruptcy filings and criminal or civil judicial proceedings.

A disclosure includes information about customer disputes, disciplinary events and financial matters on the broker's record as reported by securities regulators, the individual broker, and any involved firms. Some of these items may involve pending actions or allegations that have not been resolved or proven. The presence of a disclosure does not automatically indicate any wrongdoing.

BrokerCheck is the source of the data included in this Report. The data was compiled on June 29, 2018.

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