AZAM HASSIB JABER is currently employed as a Broker and/or Investment Adviser at CARY STREET PARTNERS located at 7801 CAPITAL OF TEXAS HIGHWAY, SUITE 310, AUSTIN, TX, 78731.
AZAM HASSIB JABER has worked at CARY STREET PARTNERS since November 01, 2013
Disclosure History
AZAM HASSIB JABER has 2 Disclosure Event(s).
Date: August 09, 2001 Category: Customer Dispute Allegations: TRADING INAPPROPRIATE SECURITIES ON MARGIN AND CHURNING HER ACCOUNT Broker Comment: THIS COMPLAINT WENT FROM A LAWSUIT TO NASD ARBITRATION. A SETTLEMENT AGREEMENT WAS REACHED BETWEEN PARTIES AND LAWSUIT AND ARBITRATIONS CLAIMS WERE DISMISSED.
Date: June 28, 2001 Category: Customer Dispute Allegations: TRADING INAPPROPRIATE SECURITIES AND CHURNING IN THEIR ACCOUNTS Damage Amount Requested: $4,500,000.00 Broker Comment: CUSTOMER COMPLAINT WENT FROM LAWSUIT OT ARBITRATION. SETTLEMENT AGREEMENT REACHED. NOTICE OF NONSUIT WITH PREJUDICE FILED ON LAWSUIT AND DISMISSAL WITH PREJUDICE FILED ON ARBITRATION.
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